Series 6 Exam Lessons
The Series 6 Exam lessons are audio lessons to assist in passing the Series 6 Exam which is require to sell: investment company and variable contract products representative, including sales of mutual funds and variable annuities.
Candidates must pass both the Securities Industry Essentials (SIE) exam and the Series 6 exam to obtain the Investment Company and Variable Contracts Products registration. Individuals passing these exams may be licensed to sell a limited set of securities products:
- Mutual funds
- Closed-end funds on the initial offering only
- Unit investment trusts
- Variable Annuities
This exam is administered by the Financial Industry Regulatory Authority (FINRA) The Series 6 Exam is an entry level exam. To be able to offer other investment products to individuals such as Stocks and Bonds a Series 7 License is Required. The exam candidate is required to master quite a bit of material. Our audio lessons are designed to act a audio supplement to the regular book or classwork needed to prepare for this exam. The here is a pdf of the outline for the Series 6
Table of Contents
Lesson 1: Exam Overview (25:24)
Lesson 2: (27:46)
Lesson 3: (26:20)
Lesson 4: (25:35)
Lesson 5: (25:51)
Lesson 6: (27:02)
Lesson 7: (25:25)
Lesson 8: (25:20)
Lesson 9: (26:38)
Lesson 10: (26:32)
Lesson 11: (27:13)
Lesson 12: (25:31)
Lesson 13: (25:28)
Lesson 14: (25:23)
Lesson 15: (25:38)
Lesson 16: (26:07)
Lesson 17: (25:26)
Lesson 18: Review 1 (26:49)
Lesson 19: Review 2 (26:51)
Lesson 20: Review 3 (28:03)
Total Length 8 Hours 44 Min